Imprint

01

Provider and representation

GMV Invest GmbH
Bergesgrundweg 3
60599 Frankfurt am Main
Germany

Represented by its Managing Director:
Nicole Thamm

Authorised signatory (Prokurist):
Dr Michele Sciurba

Legal form

German limited liability company (Gesellschaft mit beschränkter Haftung)

Register court

Local Court of Frankfurt am Main

Commercial register

HRB 113429

02

Contact

Telephone: +49 69 680 919 20
Email: Office@GMV-Invest.EU

Please also use the above postal or email address for data protection enquiries.

03

Intended audience and regulatory scope

This website does not constitute a public offer to acquire financial instruments, capital investments, fund interests or other investment products, nor an invitation to make such an offer. In particular, it is not a prospectus, key information document, investment recommendation or advice based on an investor's personal circumstances. No participation or investment product is publicly offered or distributed through this website.

GMV Invest GmbH does not conduct banking business or provide regulated financial services, investment services, investment brokerage, investment advice, financial investment brokerage, fee-based financial investment advice or collective asset management to the extent that such activities require regulatory authorisation. Relevant legislation includes, in particular, the German Banking Act (KWG), Investment Firm Act (WpIG), Capital Investment Code (KAGB), Capital Investment Act (VermAnlG), Securities Prospectus Act (WpPG) and Sections 34f and 34h of the German Trade Regulation Act (GewO).

Where an assignment touches upon regulated services, those services are not provided by GMV Invest GmbH itself but — subject to a separate engagement and clearly allocated responsibilities — by appropriately authorised and supervised cooperation partners. Every mandate acceptance and scope of services is assessed individually.

04

KYC, AML, counter-terrorist financing and sanctions

GMV Invest GmbH applies a risk-based best-practice approach to mandate acceptance and transaction support. The depth of review is calibrated to the counterparty, economic background, ownership and control structure, jurisdictions, transaction subject, source of funds and the specific risk profile. Where GMV Invest GmbH or an involved partner is a legally obliged entity in a particular case, the applicable statutory duties apply directly; otherwise, the standards below serve as a best-practice framework.

Principal legal reference points

• German Anti-Money Laundering Act (GwG): in particular Section 3 on beneficial ownership, Sections 4 and 5 on risk management and risk analysis, Section 8 on records and retention, Sections 10 to 12 on general due diligence, identification and verification, Section 15 on enhanced due diligence and Sections 43 et seq. on suspicious activity reporting.
• EU anti-money laundering law: the applicable EU requirements for preventing the use of the financial system for money laundering and terrorist financing, including directly applicable regulations and national implementing legislation.
• Foreign trade law: the German Foreign Trade and Payments Act (AWG), particularly Sections 4 and 18, and the German Foreign Trade and Payments Ordinance (AWV), each as amended.
• EU sanctions law: directly applicable restrictive measures of the European Union, including targeted financial sanctions, asset freezes, prohibitions on making funds or economic resources available, and sectoral restrictions on trade, services and capital movements. The relevant regime is always the regime applicable, in its current form, to the persons, entities, ownership or control relationships, countries and transaction subject concerned.

Risk-based review process

1. 01
   Mandate and counterparty review

   Collection and plausibility assessment of identity, legal form, authority to represent, business purpose and transaction background.

2. 02
   UBO and control analysis

   Identification of ultimate beneficial owners and review of multi-layer ownership, participation and control structures.

3. 03
   Risk and sanctions screening

   Risk classification including PEP indicators, high-risk jurisdictions, sanctions lists, ownership and control and, where relevant, sectoral restrictions.

4. 04
   Source of funds and plausibility

   Risk-appropriate review of source of assets, financing structure, economic purpose and unusual transaction features.

5. 05
   Enhanced review, approval and documentation

   Additional evidence, escalation and a documented decision in higher-risk cases; rejection or termination where risks cannot be managed and involvement of the competent body where legally required.

6. 06
   Updating

   Event-driven repeat reviews following changes to parties, structures, financing, jurisdictions or sanctions exposure.

This description reflects our internal best-practice standard. It does not create a third-party entitlement to any specific review step or a guarantee that all factual or legal risks will be identified. The statutory responsibilities of clients, obliged entities and engaged professionals remain unaffected.

05

Liability and copyright

Content

This website is provided solely as a general presentation of our company. Despite careful preparation, no warranty is given as to completeness, accuracy, currency or suitability for a particular purpose. Its contents do not replace legal, tax, regulatory or case-specific commercial advice.

External references

External website content linked from this site is the sole responsibility of the respective operators. Upon becoming aware of a specific legal infringement, we will review the relevant link and remove it where required.

Copyright

Content and works created for this website are protected by German copyright law. Any use beyond statutory limitations requires the prior consent of the relevant rights holder.